CMA’s Steven Goune was featured in the Fin Ops Report’s November 16th article on the challenges of customer account data management issues. The article also highlights CMA’s unique and efficient Data Services Utility tool to help firms become CAT-CAIS compliant in weeks, rather than rather than months or longer! Check out the full article here: https://finopsinfo.com/regulations/finras-cat-customer-account-data-management-challenge/
Want to know more about CMA’s Data Services Utility and our CAT-CAIS Compliance Solutions? Fill out the interest form below or email us at info@capital-markets-advisors.com
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