Posted by admin on Nov - 17 - 2020 - Comments Off on CMA featured in November 2020 FinOpsReport on CAT
CMA’s Steven Goune was featured in the Fin Ops Report’s November 16th article on the challenges of customer account data management issues. The article also highlights CMA’s unique and efficient Data Services Utility tool to help firms become CAT-CAIS compliant in weeks, rather than rather than months or longer! Check out the full article here: https://finopsinfo.com/regulations/finras-cat-customer-account-data-management-challenge/ Want to know more about CMA’s Data Services Utility and our CAT-CAIS Compliance Solutions? Fill… Read More »
Posted by admin on Nov - 9 - 2020 - Comments Off on FRTB Roundtable Discussion – December 9, 2020
The Fundamental Review of the Trading Book (FRTB) will have an impact on most banks’ operating and trading models, and 2021 is a critical year to make plans to deal with the complex set of requirements it introduces. Our panel of experts will share their insights on how you can address the impact and challenges of FRTB through their expertise in risk analytics, mathematical finance, and regulatory rule interpretation. Learn… Read More »
Posted by admin on Nov - 9 - 2020 - Comments Off on CMA Data Service Utility — CAT/CAIS Compliance
Become CAT/CAIS compliant in weeks rather than months or longer. As the CAT focus intensifies on CAIS, intra & inter-firm linkages and more, CMA is a leader in the financial industry, including planning CAT Industry RoundTables, featuring legal, financial and regulatory experts from a variety of firms, and focusing on new challenges facing financial firms and broker-dealers. We are also excited to share with you the announcement of our new Data… Read More »
