The new Market Abuse Regulation in Europe includes enhancements that strengthen rules against insider trading and market manipulation, and add provisions to prevent and detect them. While most firms should be well on their way to having systems ready for compliance, firms need to take note of these six major changes in the regulation. We are almost under starter’s orders for compliance with the new Market Abuse Regulation (MAR), which… Read More »
May 8th,2016
Thursday, May 5th, 2016 by GEORGE BOLLENBACHER When the Volcker Rule went into effect in July 2015, it was a significant revolution in the trading practices of US banks. Millions were spent preparing for compliance, and lots more on the new business as usual. Despite all of the effort, however, there are still some aspects that aren’t running smoothly. George Bollenbacher looks at some of those lingering problems and asks… Read More »
CMA is excited to welcome Diane Gabriel to our team as our Executive Director of Wealth Management Recruiting and Senior Business Development & Talent Acquisition Specialist.… Read More »
CMA is thrilled to announce that both David Carle of CMA and Nexus FrontierTech, as well as Danny Goh of Nexus will be speaking at… Read More »
The transition from LIBOR to the Fed-published Secured Overnight Financing Rate (SOFR) or possible alternatives is motivated in large part by the mandated cessation of… Read More »
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